Form Ds provide information on individual, unregistered securities offerings.
Search by Issuer Name or Related Broker-Dealers:
| Issuer Name | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold | Related Broker-Dealers |
|---|---|---|---|---|---|---|
| Sarah Flint, Inc. | 1692726 | 08/01/2023 | D | $750,000 | $514,166 | |
| Surgery Center at St. Vincent, LLC | 1692826 | 08/01/2023 | D/A | $188,000 | $59,733 | SCA DEVELOPMENT, INC. |
| SOUTHERN ENERGY FUND 4 LP | 1760392 | 08/01/2023 | D/A | Indefinite | $0 | |
| Arizona Physicians Advancing Cardiovascular Treatment, LLC | 1761845 | 08/01/2023 | D/A | Indefinite | $50,000 | |
| Hoopla Doopla, Inc. | 1774496 | 08/01/2023 | D | $48,600 | $48,600 | |
| Baymount Offshore Fund I (AUD) Ltd | 1784174 | 08/01/2023 | D/A | Indefinite | $0 | |
| HonTe LH Macro Offshore Fund, Ltd. | 1829191 | 08/01/2023 | D/A | Indefinite | $363,212 | |
| Creative Planning Employee Investment, LLC | 1850309 | 08/01/2023 | D | $800,000 | $800,000 | |
| NOFUSCO Corp | 1854817 | 08/01/2023 | D | $3,000,000 | $500,000 | |
| Upfront Online Inc. | 1861386 | 08/01/2023 | D | $485,000 | $0 |