Form Ds provide information on individual, unregistered securities offerings.
Search by Issuer Name or Related Broker-Dealers:
| Issuer Name | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold | Related Broker-Dealers |
|---|---|---|---|---|---|---|
| LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds | 1460047 | 03/04/2021 | D/A | Indefinite | $183,175,822,000 | |
| Current Asset Fund Ltd. | 1570882 | 01/28/2021 | D/A | Indefinite | $258,931,551,428 | |
| National Investment & Infrastructure Fund | 1839460 | 01/07/2021 | D | $159,978,732,732 | $159,978,732,732 | |
| ALEXANDER SERIES TRUST | 1442695 | 04/03/2020 | D/A | Indefinite | $591,313,309,035 | MBSC SECURITIES CORPORATION |
| LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds | 1460047 | 03/04/2020 | D/A | Indefinite | $171,309,668,000 | |
| Current Asset Fund Ltd. | 1570882 | 02/04/2020 | D/A | Indefinite | $243,222,530,656 | |
| ALEXANDER SERIES TRUST | 1442695 | 04/05/2019 | D/A | Indefinite | $591,313,309,035 | MBSC SECURITIES CORPORATION |
| LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds | 1460047 | 03/04/2019 | D/A | Indefinite | $160,501,877,000 | |
| Current Asset Fund Ltd. | 1570882 | 02/08/2019 | D/A | Indefinite | $228,639,039,703 | |
| Rohdea Fund | 1646334 | 10/19/2018 | D/A | Indefinite | $149,592,128,158 |