Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02666 | 04/30/2024 | Claimant(s): David Del Toro Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-00429 | 04/30/2024 | Claimant(s): Michael Rosenthal Claimant Lawyers(s): Sam B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borelli Arbitrator(s): Robert Barton McLeroy, Albert Bates Wenzell, Carl Haralson Ginsberg Hearing Site: Dallas, TX |  | Expungement |
| 23-01743 | 04/30/2024 | Claimant(s): Francis Amsler, Marc Laborde Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Rockefeller Financial LLC Respondent Lawyers(s): William Fenrich Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 22-01455 | 04/30/2024 | Claimant(s): Raymond Paller Claimant Lawyers(s): Bruce Lewitas Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Mark L Miller, Susan M. Coleman, Lisa M. Krimen Hearing Site: Chicago, IL | | $0 |
| 24-00216 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Howard Graham Respondent Lawyers(s): Howard Okeefe Graham Arbitrator(s): Robert H. Putnam Hearing Site: Jackson, MS | ||
| 24-00260 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Carlin A. McCrory Respondent(s): Tony Graybeal Respondent Lawyers(s): Tony Graybeal Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL | ||
| 23-02246 | 04/29/2024 | Claimant(s): Darrin Cohen Claimant Lawyers(s): Brian Luther Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Greg Curley Arbitrator(s): Andy W. Morgan Hearing Site: Atlanta, GA | ||
| 23-02189 | 04/29/2024 | Claimant(s): Yolanda Rosich Clemente Claimant Lawyers(s): Sara L. Velez Santiago Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez Morales Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-02762 | 04/29/2024 | Claimant(s): Jeffrey Hill Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN |